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Detailed Report
DOUGLAS ROEDER TIMMERMAN
DOUGLAS TIMMERMAN
CRD#: 6266166
IA
Investment Adviser
B
Previous Broker
MARINER WEALTHCRD#: 140195 240 South Pineapple Avenue
Suite 601
Sarasota, FL 34236
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2016 - 2018 (2 years)IAMARINER WEALTH (CRD# 140195)2018 - Present (6 years)BMSEC, LLC (CRD# 154327)2018 - 2021 (2 years)BAXA ADVISORS, LLC (CRD# 6627)2013 - 2016 (2 years)IAAXA ADVISORS, LLC (CRD# 6627)2014 - 2016 (2 years)
License(s)

State Registrations

IA
Florida 7/23/2021
Current Registration(s)
IA
MARINER WEALTH (CRD#:140195)
240 South Pineapple Avenue Suite 601, Sarasota, FL 34236
Registered with this firm since 8/29/2018
Previous Registration(s)
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 08/29/2018 - 07/06/2021 MSEC, LLC (CRD#:154327) SAN DIEGO, CA
IA
 04/26/2016 - 08/28/2018 PARK AVENUE SECURITIES LLC (CRD#:46173) LA JOLLA, CA
B
 04/26/2016 - 08/28/2018 PARK AVENUE SECURITIES LLC (CRD#:46173) LA JOLLA, CA
IA
 02/04/2014 - 04/22/2016 AXA ADVISORS, LLC (CRD#:6627) SAN DIEGO, CA
B
 12/26/2013 - 04/22/2016 AXA ADVISORS, LLC (CRD#:6627) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.