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Oscar David Rubiano
OSCAR D RUBIANO, OSCAR DAVID RUBIANO
CRD#: 6266119
IA
Investment Adviser
B
Broker
STONEX ADVISORS INC.CRD#: 174182 333 SE 2ND AVE
21ST FLOOR
MIAMI, FL 33131
STONEX SECURITIES INC.CRD#: 18456 333 SE 2ND AVE
21ST FLOOR
MIAMI, FL 33131
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - 2019 (2 years)2 FIRMS2019 - 2021 (2 years)2 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2015 - 2016 (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - 2015 (1 year)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2014 - 2014 (<1 year)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2016 - 2016 (<1 year)
Disclosure(s)
View By:
2/19/2019
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 9/19/2024

IA
Florida 9/25/2024

B
Florida 9/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STONEX ADVISORS INC. (CRD#:174182)
333 SE 2ND AVE 21ST FLOOR, MIAMI, FL 33131
Registered with this firm since 9/25/2024

B
STONEX SECURITIES INC. (CRD#:18456)
333 SE 2ND AVE 21ST FLOOR, MIAMI, FL 33131
Registered with this firm since 9/18/2024

Previous Registration(s)
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IA
09/01/2021 - 02/14/2024 BCI SECURITIES, INC. (CRD#:168047) Miami, FL
B
08/31/2021 - 02/14/2024 BCI SECURITIES, INC. (CRD#:168047) Miami, FL
IA
06/14/2019 - 08/17/2021 NATIONAL ASSET MANAGEMENT, INC. (CRD#:115927) BOCA RATON, FL
B
04/30/2019 - 08/17/2021 NATIONAL SECURITIES CORPORATION (CRD#:7569) BOCA RATON, FL
IA
06/27/2016 - 03/12/2019 MORGAN STANLEY (CRD#:149777) BOCA RATON, FL
B
06/27/2016 - 03/12/2019 MORGAN STANLEY (CRD#:149777) BOCA RATON, FL
IA
06/16/2016 - 06/20/2016 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) FT LAUDERDALE, FL
B
12/11/2015 - 06/20/2016 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) FT LAUDERDALE, FL
B
08/08/2014 - 10/23/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) MIAMI, FL
B
06/16/2014 - 08/14/2014 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.