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Detailed Report
WESTON MYLES NEWMAN
CRD#: 6266105
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Investment Adviser
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Previous Broker
YALE CAPITAL CORP.CRD#: 126992 6475 1ST AVE SOUTH
ST. PETERSBURG, FL 33707
Registration History
2014201520162017201820192020202120222023202420252026IAYALE CAPITAL CORP. (CRD# 126992)2020 - Present (5 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2015 - 2017 (1 year)BSUNTRUST ROBINSON HUMPHREY, INC. (CRD# 6271)2014 - 2015 (1 year)IAGOODPASTURE GRAY (CRD# 108916)2017 - 2020 (2 years)
License(s)

State Registrations

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California 3/19/2020
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Texas 3/19/2020
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Florida 3/30/2020
Current Registration(s)
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YALE CAPITAL CORP. (CRD#:126992)
6475 1ST AVE SOUTH, ST. PETERSBURG, FL 33707
Registered with this firm since 3/19/2020
Previous Registration(s)
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 10/05/2017 - 02/24/2020 GOODPASTURE GRAY (CRD#:108916) NASHVILLE, TN
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 12/04/2015 - 06/06/2017 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW YORK CITY, NY
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 08/25/2014 - 09/25/2015 SUNTRUST ROBINSON HUMPHREY, INC. (CRD#:6271) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.