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Detailed Report
KENNY W CHANG
KENNY WON CHANG
CRD#: 6266022
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Mack Center Iv, South 61, Paramus Road
Paramus, NJ 07652
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2020 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2013 - 2020 (6 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2014 - 2020 (6 years)
License(s)

State Registrations

B
Arizona 6/30/2020
IA
New Jersey 3/9/2020
B
California 3/6/2020
B
New York 3/6/2020
B
Colorado 3/6/2020
B
North Carolina 3/6/2020
B
Connecticut 3/6/2020
B
Ohio 3/6/2020
B
Delaware 3/6/2020
B
Pennsylvania 3/6/2020
B
District of Columbia 3/6/2020
B
Rhode Island 3/6/2020
B
Florida 3/6/2020
B
South Carolina 6/23/2023
B
Georgia 3/6/2020
B
South Dakota 3/15/2022
B
Illinois 3/6/2020
B
Tennessee 3/6/2020
B
Maine 3/6/2020
B
Texas 3/6/2020
B
Maryland 3/6/2020
IA
Texas 3/6/2020
B
Massachusetts 3/6/2020
B
Utah 9/30/2021
B
Missouri 10/10/2024
B
Vermont 3/6/2020
B
New Hampshire 3/6/2020
B
Virginia 4/12/2021
B
New Jersey 3/6/2020
B
Wyoming 4/18/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652
Registered with this firm since 3/6/2020
B
MORGAN STANLEY (CRD#:149777)
Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652
Registered with this firm since 3/6/2020
Previous Registration(s)
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IA
 01/13/2014 - 03/10/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT LEE, NJ
B
 12/14/2013 - 03/10/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT LEE, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.