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Detailed Report
Sonia Estrella Cantrell
Sonia Estrella Bratcher, Sonia E Cantrell
CRD#: 6265437
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 Peoria, AZ
Registration History
2015201620172018201920202021202220232024202520264 FIRMS2017 - 2019 (2 years)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - 2025 (1 year)2 FIRMS2025 - Present (<1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2020 - 2022 (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2016 - 2017 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2015 - 2016 (1 year)
License(s)

State Registrations

B
Arizona 1/7/2025
IA
Arizona 1/16/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
Peoria, AZ
1101 W Washington St, Tempe, AZ 85288
Registered with this firm since 1/16/2025
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
Peoria, AZ
1101 W Washington St, Tempe, AZ 85288
Registered with this firm since 1/7/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/08/2023 - 01/02/2025 PARK AVENUE SECURITIES LLC (CRD#:46173) PEORIA, AZ
B
 03/08/2023 - 01/02/2025 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
IA
 11/15/2022 - 01/09/2023 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Scottsdale, AZ
B
 08/01/2022 - 01/09/2023 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Scottsdale, AZ
B
 01/10/2020 - 08/04/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) SCOTTSDALE, AZ
B
 06/30/2017 - 11/18/2019 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
 06/30/2017 - 11/18/2019 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
 06/30/2017 - 11/18/2019 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SCOTTSDALE, AZ
B
 06/30/2017 - 11/18/2019 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
B
 09/01/2016 - 06/12/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) GLENDALE, AZ
B
 06/08/2015 - 08/26/2016 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.