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Detailed Report
ANDRES FELIPE MANJARRES
ANDRES MANJARRES
CRD#: 6264768
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2400 N COMMERCE PKWY
WESTON, FL 33326
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2023 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2023 (5 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2014 - 2016 (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2014 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2022 - 2023 (1 year)
License(s)

State Registrations

B
Florida 2/1/2023
B
New York 8/10/2023
IA
Florida 2/2/2023
B
Texas 9/25/2024
B
Georgia 2/1/2023
IA
Texas 10/3/2024
B
Kentucky 9/16/2024
B
Virginia 2/18/2025
B
Minnesota 6/4/2024

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2400 N COMMERCE PKWY, WESTON, FL 33326
Registered with this firm since 2/2/2023
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2400 N COMMERCE PKWY, WESTON, FL 33326
Registered with this firm since 2/1/2023
Previous Registration(s)
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IA
 01/10/2022 - 02/09/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PEMBROKE PINES, FL
B
 03/07/2017 - 02/09/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PEMBROKE PINES, FL
B
 12/19/2014 - 03/16/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) PEMBROKE PINES, FL
B
 12/03/2013 - 09/17/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) MIRAMAR, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.