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CORINNE WOLTHUIS
CORINNE SKOP
CRD#: 6263589
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2202 N. WESTSHORE BLVD
SUITE 150
TAMPA, FL 33607
SUITE 150
TAMPA, FL 33607
CETERA INVESTMENT SERVICES LLCCRD#: 15340 2202 N. WESTSHORE BLVD.
SUITE 150
TAMPA, FL 33607
SUITE 150
TAMPA, FL 33607
0
Disclosures
10
Years of Experience
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State Registrations
B
Florida 10/18/2023
B
Mississippi 10/18/2023
IA
Florida 11/6/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/6/2023
B
Registered with this firm since 10/18/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/19/2019 - 08/18/2023 | BROOKSVILLE, FL | |
B | 04/18/2019 - 08/18/2023 | BROOKSVILLE, FL | |
IA | 12/05/2016 - 05/02/2018 | LUTZ, FL | |
B | 03/12/2015 - 05/02/2018 | LUTZ, FL | |
B | 11/05/2013 - 11/21/2014 | SAINT PETERSBURG, FL |
SAINT PETERSBURG, FL
11/05/2013 - 11/21/2014
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.