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Detailed Report
Phillip John Gartner
CRD#: 6263029
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1825 CURVE CREST BLVD W
SUITE 200
STILLWATER, MN 55082
Registration History
20132014201520162017201820192020202120222023202420252026IAEDWARD JONES (CRD# 250)2014 - Present (11 years)BEDWARD JONES (CRD# 250)2013 - Present (11 years)
License(s)

State Registrations

B
Arizona 5/13/2019
B
New York 11/3/2022
B
Colorado 4/5/2018
B
South Carolina 10/7/2021
B
Connecticut 1/23/2020
B
South Dakota 4/28/2014
B
Hawaii 4/14/2022
B
Texas 2/25/2021
B
Illinois 4/5/2018
IA
Texas 2/26/2021
B
Minnesota 1/6/2014
B
Virginia 5/29/2024
IA
Minnesota 2/10/2014
B
Wisconsin 1/6/2014
B
Nebraska 4/5/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1825 CURVE CREST BLVD W SUITE 200, STILLWATER, MN 55082
Registered with this firm since 2/10/2014
B
EDWARD JONES (CRD#:250)
1825 CURVE CREST BLVD W SUITE 200, STILLWATER, MN 55082
Registered with this firm since 12/17/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.