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SUSAN LYNNE GOFFINEY-WALTON
SUSAN LYNNE GOFFINEY, SUSAN LYNNE WALTON
CRD#: 6262974
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 NEWPORT SQUARE BUILDING
10528 N. PORT WASHINGTON ROAD
MEQUON, WI 53092
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (<1 year)2 FIRMS2016 - Present (8 years)BEDWARD JONES (CRD# 250)2014 - 2014 (<1 year)
License(s)

State Registrations

B
Alabama 10/3/2017

B
Nevada 10/3/2017

B
Arizona 6/16/2016

B
New Mexico 10/3/2017

B
California 6/16/2016

B
New York 10/3/2017

B
Colorado 6/16/2016

B
North Carolina 6/17/2016

B
Delaware 10/3/2017

B
Ohio 10/4/2017

B
Florida 6/16/2016

B
Oregon 10/3/2017

B
Idaho 10/3/2017

B
Pennsylvania 11/18/2024

B
Illinois 6/16/2016

B
South Carolina 6/16/2016

B
Iowa 10/3/2017

B
Tennessee 2/14/2019

B
Kansas 11/27/2024

B
Texas 6/16/2016

B
Kentucky 2/6/2019

IA
Texas 6/16/2016

B
Michigan 6/16/2016

B
Virginia 2/6/2019

B
Minnesota 6/16/2016

B
Washington 2/6/2019

B
Mississippi 3/13/2019

IA
Wisconsin 6/7/2016

B
Missouri 10/3/2017

B
Wisconsin 6/8/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
NEWPORT SQUARE BUILDING 10528 N. PORT WASHINGTON ROAD, MEQUON, WI 53092
Registered with this firm since 6/7/2016

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
NEWPORT SQUARE BUILDING 10528 N. PORT WASHINGTON ROAD, MEQUON, WI 53092
Registered with this firm since 6/8/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/13/2014 - 09/09/2015 CHARLES SCHWAB & CO., INC. (CRD#:5393) MEQUON, WI
B
11/13/2014 - 09/09/2015 CHARLES SCHWAB & CO., INC. (CRD#:5393) MEQUON, WI
B
01/31/2014 - 06/11/2014 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.