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Detailed Report
Nicole C Burczyk
NICOLE CAROLINE BURCZYK
CRD#: 6262758
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 Overland Park, KS
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (1 year)2 FIRMS2019 - 2023 (3 years)2 FIRMS2024 - Present (<1 year)BUMB FINANCIAL SERVICES, INC. (CRD# 17073)2013 - 2016 (2 years)IAUMB FINANCIAL SERVICES, INC. (CRD# 17073)2014 - 2016 (2 years)
License(s)

State Registrations

B
Arkansas 7/22/2024
B
Missouri 7/22/2024
B
Kansas 7/22/2024
B
New York 7/26/2024
IA
Kansas 7/22/2024
B
Washington 7/22/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
Overland Park, KS
Registered with this firm since 7/22/2024
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
Overland Park, KS
Registered with this firm since 7/22/2024
Previous Registration(s)
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IA
 07/24/2019 - 06/05/2023 MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963) Prairie Village, KS
B
 07/29/2019 - 06/05/2023 MONEY CONCEPTS CAPITAL CORP (CRD#:12963) Prairie Village, KS
IA
 10/05/2016 - 12/07/2017 COUNTRY CLUB FINANCIAL SERVICES, INC. (CRD#:29807) PRAIRIE VILLAGE, KS
B
 09/15/2016 - 12/07/2017 COUNTRY CLUB FINANCIAL SERVICES, INC. (CRD#:29807) PRAIRIE VILLAGE, KS
IA
 03/21/2014 - 06/17/2016 UMB FINANCIAL SERVICES, INC. (CRD#:17073) KANSAS CITY, MO
B
 12/03/2013 - 06/17/2016 UMB FINANCIAL SERVICES, INC. (CRD#:17073) KANSAS CITY, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.