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Detailed Report
Stacey VanderKodde
STACEY KIM VANDERKODDE
CRD#: 6261493
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1500 41st Avenue #258
Capitola, CA 95010
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2020 - Present (4 years)BMORGAN STANLEY (CRD# 149777)2013 - 2020 (6 years)IAMORGAN STANLEY (CRD# 149777)2014 - 2020 (6 years)
License(s)

State Registrations

B
California 7/17/2020
B
Michigan 2/15/2021
IA
California 7/17/2020
B
Montana 7/17/2020
B
Florida 11/15/2024
B
Oregon 7/17/2020
B
Hawaii 5/5/2023
B
Texas 2/28/2023
B
Idaho 9/3/2024
IA
Texas 3/6/2023
B
Kentucky 7/17/2020
B
Washington 9/3/2024
B
Massachusetts 3/23/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1500 41st Avenue #258, Capitola, CA 95010
Registered with this firm since 7/17/2020
B
EDWARD JONES (CRD#:250)
1500 41st Avenue #258, Capitola, CA 95010
Registered with this firm since 7/17/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/07/2014 - 06/18/2020 MORGAN STANLEY (CRD#:149777) SANTA CRUZ, CA
B
 12/11/2013 - 06/18/2020 MORGAN STANLEY (CRD#:149777) SANTA CRUZ, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.