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HEATHER MARY BROCKHURST
Heather Brockhurst
CRD#: 6260674
IA
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PROSPERITAS FINANCIAL, LLCCRD#: 315768 8400 W. Sunset Road, Suite #300
Las Vegas, NV 89113
Las Vegas, NV 89113
0
Disclosures
6
Years of Experience
View By:
State Registrations
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Nevada 9/6/2023
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Registered with this firm since 9/6/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/18/2021 - 08/30/2023 | Las Vegas, NV | |
B | 09/22/2021 - 08/30/2023 | Las Vegas, NV | |
IA | 09/09/2019 - 06/07/2021 | LAS VEGAS, NV | |
B | 08/22/2019 - 06/07/2021 | LAS VEGAS, NV | |
IA | 05/31/2017 - 08/08/2017 | Las Vegas, NV | |
B | 05/25/2017 - 08/08/2017 | Las Vegas, NV | |
IA | 09/02/2014 - 06/22/2015 | MOUNT LAUREL, NJ | |
B | 09/02/2014 - 06/22/2015 | MOUNT LAUREL, NJ | |
IA | 03/17/2014 - 07/08/2014 | PHILADELPHIA, PA | |
B | 01/06/2014 - 07/08/2014 | PHILADELPHIA, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.