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Detailed Report
JOSHUA TYLER SHANK
CRD#: 6260629
IA
Investment Adviser
B
Broker
FIFTH THIRD SECURITIES, INC.CRD#: 628 6260 PERIMETER DRIVE
DUBLIN, OH 43017
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - Present (9 years)BSIGMA FINANCIAL CORPORATION (CRD# 14303)2014 - 2016 (1 year)IASPC (CRD# 110692)2015 - 2016 (<1 year)
License(s)

State Registrations

B
Arizona 4/11/2016
B
Nevada 4/11/2016
B
Arkansas 4/11/2016
B
New York 4/11/2016
B
California 4/11/2016
B
North Carolina 4/13/2016
B
Florida 4/11/2016
B
Ohio 3/18/2016
B
Georgia 4/11/2016
IA
Ohio 3/18/2016
B
Illinois 4/11/2016
B
Oregon 8/9/2017
B
Indiana 4/11/2016
B
Pennsylvania 1/3/2017
B
Kentucky 3/18/2016
B
South Carolina 12/14/2016
B
Maine 4/11/2016
B
Tennessee 4/11/2016
B
Massachusetts 3/27/2023
B
Texas 4/11/2016
B
Michigan 12/14/2016
B
Virginia 8/15/2023
B
Missouri 5/31/2024
B
West Virginia 4/11/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIFTH THIRD SECURITIES, INC. (CRD#:628)
6260 PERIMETER DRIVE, DUBLIN, OH 43017
7425 ST RT 3, WESTERVILLE, OH 43082
Registered with this firm since 3/18/2016
B
FIFTH THIRD SECURITIES, INC. (CRD#:628)
6260 PERIMETER DRIVE, DUBLIN, OH 43017
7425 ST RT 3, WESTERVILLE, OH 43082
Registered with this firm since 3/18/2016
Previous Registration(s)
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IA
 03/31/2015 - 02/09/2016 SPC (CRD#:110692) FORT WAYNE, IN
B
 05/21/2014 - 02/09/2016 SIGMA FINANCIAL CORPORATION (CRD#:14303) FORT WAYNE, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.