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JOSHUA D COWARD
JOHN COWARD, JOSH D COWARD, JOSH COWARD, JOSHUA COWARD
CRD#: 6260613
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 4000 S. FABER PLACE DRIVE
SUITE 300
NORTH CHARLESTON, SC 29405
SUITE 300
NORTH CHARLESTON, SC 29405
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1/10/2017
Financial
Final
State Registrations
B
Georgia 3/14/2022
B
South Carolina 3/7/2022
IA
Georgia 3/14/2022
IA
South Carolina 3/7/2022
B
North Carolina 3/14/2022
B
Virginia 4/29/2024
IA
North Carolina 3/22/2022
IA
Virginia 4/29/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 3/7/2022
B
Registered with this firm since 3/3/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/07/2017 - 02/04/2021 | MT. PLEASANT, SC | |
B | 09/08/2017 - 02/04/2021 | MT. PLEASANT, SC | |
IA | 03/25/2017 - 08/11/2017 | CHARLESTON, SC | |
B | 03/25/2017 - 08/11/2017 | CHARLESTON, SC | |
IA | 01/02/2015 - 03/25/2017 | CHARLESTON, SC | |
B | 01/02/2015 - 03/25/2017 | CHARLESTON, SC | |
IA | 12/15/2014 - 01/02/2015 | CHARLESTON, SC | |
B | 12/10/2013 - 01/02/2015 | CHARLESTON, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.