• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
GRANT ALAN SCLAFANI
CRD#: 6259828
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3239 NORTH VERDUGO ROAD
GLENDALE, CA 91208
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 3239 NORTH VERDUGO ROAD
GLENDALE, CA 91208
Registration History
20162017201820192020202120222023202420252026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2017 - Present (8 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2016 - Present (8 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2016 - 2016 (<1 year)
License(s)

State Registrations

B
Arizona 1/2/2024

B
Illinois 1/2/2024

B
California 6/22/2016

B
Nevada 1/7/2022

IA
California 2/27/2017

B
Oregon 3/11/2024

B
Florida 2/18/2022

B
Utah 9/26/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3239 NORTH VERDUGO ROAD, GLENDALE, CA 91208
Registered with this firm since 2/27/2017

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
3239 NORTH VERDUGO ROAD, GLENDALE, CA 91208
La Canada, CA
Registered with this firm since 6/22/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/25/2016 - 06/28/2016 MML INVESTORS SERVICES, LLC (CRD#:10409) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.