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ANDREW HAAG BARON
CRD#: 6259780
IA
Investment Adviser
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Previous Broker
JOHN G. ULLMAN & ASSOCIATES, INCCRD#: 105361 343 DANIEL ZENKER DRIVE
HORSEHEADS, NY 14845
Registration History
20132014201520162017201820192020202120222023202420252026IAJOHN G. ULLMAN & ASSOCIATES, INC (CRD# 105361)2021 - Present (3 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2014 - 2017 (3 years)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2013 - 2014 (<1 year)IAMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2014 - 2014 (<1 year)
License(s)

State Registrations

IA
New York 7/21/2021

Current Registration(s)
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JOHN G. ULLMAN & ASSOCIATES, INC (CRD#:105361)
343 DANIEL ZENKER DRIVE, HORSEHEADS, NY 14845
Registered with this firm since 7/21/2021

Previous Registration(s)
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05/06/2014 - 10/17/2017 PRUCO SECURITIES, LLC. (CRD#:5685) Rochester, NY
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02/06/2014 - 04/08/2014 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) FAIRPORT, NY
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11/14/2013 - 04/08/2014 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) FAIRPORT, NY
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Broker
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Disclosures
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