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Detailed Report
Christopher Spaith
Christopher Blair Spaith
CRD#: 6258994
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1110 Fourier Dr
Ste 110
Madison, WI 53717-1963
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2016 - 2020 (4 years)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2013 - 2016 (2 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2014 - 2016 (1 year)
License(s)

State Registrations

B
Arizona 1/16/2025
B
New York 1/16/2025
B
Arkansas 1/16/2025
B
North Carolina 1/16/2025
B
California 1/16/2025
B
Oregon 1/16/2025
B
Colorado 1/16/2025
B
Pennsylvania 1/16/2025
B
Connecticut 1/16/2025
B
South Carolina 1/16/2025
B
Florida 1/16/2025
B
Tennessee 1/16/2025
B
Illinois 1/16/2025
B
Texas 1/16/2025
B
Iowa 1/16/2025
IA
Texas 1/17/2025
B
Kansas 1/16/2025
B
Utah 1/16/2025
B
Kentucky 1/16/2025
B
Washington 1/16/2025
B
Michigan 1/16/2025
B
Wisconsin 6/11/2024
B
Missouri 1/16/2025
IA
Wisconsin 6/11/2024
B
New Jersey 1/16/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1110 Fourier Dr Ste 110, Madison, WI 53717-1963
Registered with this firm since 6/11/2024
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1110 Fourier Dr Ste 110, Madison, WI 53717-1963
Registered with this firm since 6/11/2024
Previous Registration(s)
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IA
 08/10/2023 - 05/24/2024 EMPOWER ADVISORY GROUP, LLC (CRD#:112058) MOUNT HOREB, WI
B
 08/10/2023 - 05/24/2024 EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
IA
 09/29/2022 - 04/05/2023 MADISON INVESTMENT ADVISORS, LLC (CRD#:110297) MADISON, WI
B
 09/30/2022 - 04/05/2023 MFD DISTRIBUTOR, LLC (CRD#:44930) MADISON, WI
IA
 10/21/2016 - 11/13/2020 ADVICE AND PLANNING SERVICES (CRD#:20472) MIDDLETON, WI
B
 10/21/2016 - 11/13/2020 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) MIDDLETON, WI
IA
 10/14/2014 - 09/23/2016 STRATEGIC ADVISERS, INC. (CRD#:104555) MIDDLETON, WI
B
 12/16/2013 - 09/22/2016 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) MIDDLETON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.