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Detailed Report
HEIDI BETH KIPNIS
CRD#: 6258717
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4655 EXECUTIVE DR STE 1000
[SC/SJ-RBO]
SAN DIEGO, CA 92121
Registration History
20132014201520162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2016 - Present (8 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 8/3/2016
B
Missouri 4/21/2016
B
Arizona 4/21/2016
B
Montana 6/29/2016
B
Arkansas 3/9/2020
B
Nebraska 4/21/2016
B
California 11/27/2013
B
Nevada 4/21/2016
IA
California 11/25/2020
B
New Hampshire 5/23/2022
B
Colorado 4/21/2016
B
New Jersey 4/21/2016
B
Connecticut 1/11/2023
B
New Mexico 4/21/2016
B
Florida 4/21/2016
B
New York 7/12/2017
B
Georgia 4/21/2016
B
North Carolina 4/22/2016
B
Hawaii 4/21/2016
B
North Dakota 4/21/2016
B
Idaho 4/21/2016
B
Ohio 4/22/2016
B
Illinois 4/25/2016
B
Oklahoma 4/21/2016
B
Indiana 4/4/2017
B
Oregon 4/21/2016
B
Iowa 4/21/2016
B
Pennsylvania 4/21/2016
B
Kansas 12/13/2022
B
South Carolina 4/21/2016
B
Kentucky 7/14/2016
B
South Dakota 4/21/2016
B
Louisiana 5/3/2018
B
Tennessee 4/21/2016
B
Maine 4/21/2016
B
Texas 4/21/2016
B
Maryland 4/21/2016
IA
Texas 6/22/2016
B
Massachusetts 4/21/2016
B
Utah 4/21/2016
B
Michigan 5/3/2018
B
Virginia 4/21/2016
B
Minnesota 4/21/2016
B
Washington 4/21/2016
B
Mississippi 11/28/2022
B
Wisconsin 4/21/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4655 EXECUTIVE DR STE 1000 [SC/SJ-RBO], SAN DIEGO, CA 92121
Registered with this firm since 6/22/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4655 EXECUTIVE DR STE 1000 [SC/SJ-RBO], SAN DIEGO, CA 92121
Registered with this firm since 11/18/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.