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Detailed Report
Shawn M Heckman
SHAWN MICHAEL HECKMAN
CRD#: 6258495
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 200 West Civic Center Drive
Sandy, UT 84070
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BE*TRADE SECURITIES LLC (CRD# 29106)2013 - 2023 (9 years)IAE*TRADE CAPITAL MANAGEMENT, LLC (CRD# 42159)2015 - 2023 (8 years)
License(s)

State Registrations

B
Alabama 12/20/2023
B
Nevada 12/20/2023
B
Alaska 12/20/2023
B
New Hampshire 12/20/2023
B
Arizona 12/20/2023
B
New Jersey 12/20/2023
B
Arkansas 12/20/2023
B
New Mexico 12/20/2023
B
California 12/20/2023
B
New York 12/20/2023
B
Colorado 12/20/2023
B
North Carolina 12/20/2023
B
Connecticut 12/20/2023
B
North Dakota 12/20/2023
B
Delaware 12/20/2023
B
Ohio 12/20/2023
B
District of Columbia 12/20/2023
B
Oklahoma 12/20/2023
B
Florida 12/20/2023
B
Oregon 12/20/2023
B
Georgia 12/20/2023
B
Pennsylvania 12/20/2023
B
Hawaii 12/20/2023
B
Puerto Rico 12/20/2023
B
Idaho 12/20/2023
B
Rhode Island 12/20/2023
B
Illinois 12/20/2023
B
South Carolina 12/20/2023
B
Indiana 12/20/2023
B
South Dakota 12/20/2023
B
Iowa 12/20/2023
B
Tennessee 12/20/2023
B
Kansas 12/20/2023
B
Texas 12/20/2023
B
Kentucky 12/20/2023
IA
Texas 12/20/2023
B
Louisiana 12/20/2023
B
Utah 12/20/2023
B
Maine 12/20/2023
IA
Utah 12/20/2023
B
Maryland 12/20/2023
B
Vermont 12/20/2023
B
Massachusetts 12/20/2023
B
Virgin Islands 12/20/2023
B
Michigan 12/20/2023
B
Virginia 12/20/2023
B
Minnesota 12/20/2023
B
Washington 12/20/2023
B
Mississippi 12/20/2023
B
West Virginia 12/20/2023
B
Missouri 12/20/2023
B
Wisconsin 12/20/2023
B
Montana 12/20/2023
B
Wyoming 12/20/2023
B
Nebraska 12/20/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
200 West Civic Center Drive, Sandy, UT 84070
Registered with this firm since 12/20/2023
B
MORGAN STANLEY (CRD#:149777)
200 West Civic Center Drive, Sandy, UT 84070
Registered with this firm since 12/20/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/11/2023 - 08/14/2023 MORGAN STANLEY (CRD#:149777) Sandy, UT
IA
 07/16/2015 - 08/14/2023 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) SANDY, UT
B
 01/11/2023 - 08/14/2023 MORGAN STANLEY (CRD#:149777) Sandy, UT
B
 11/19/2013 - 08/14/2023 E*TRADE SECURITIES LLC (CRD#:29106) SANDY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.