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Detailed Report
KEITH FULLER
KEITH A FULLER, KEITH ALLEN FULLER, Keith A. Fuller
CRD#: 6257768
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI RETAIL BANKING
114 7TH AVE
BROOKLYN, NY 11215
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - 2022 (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2019 (5 years)
License(s)

State Registrations

B
New York 1/10/2023
IA
New York 7/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI RETAIL BANKING 114 7TH AVE, BROOKLYN, NY 11215
Registered with this firm since 7/3/2023
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI RETAIL BANKING 114 7TH AVE, BROOKLYN, NY 11215
Registered with this firm since 1/10/2023
Previous Registration(s)
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B
 08/02/2021 - 12/10/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) BROOKLYN, NY
B
 10/25/2013 - 06/04/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) BROOKLYN, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.