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Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2013 - 2024 (11 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2016 - 2024 (8 years)
Disclosure(s)
View By:
6/12/2020
Financial
Final
5/12/2020
Financial
Final
5/12/2020
Financial
Final
5/12/2020
Financial
Final
3/2/2020
Financial
Final
License(s)

State Registrations

B
Alabama 11/14/2024

B
North Carolina 11/14/2024

B
California 11/14/2024

B
Ohio 11/14/2024

B
Florida 11/18/2024

IA
Ohio 11/14/2024

B
Georgia 11/14/2024

B
Pennsylvania 11/14/2024

B
Indiana 11/14/2024

B
Rhode Island 11/14/2024

B
Kansas 11/14/2024

B
South Carolina 11/14/2024

B
Kentucky 11/14/2024

B
Tennessee 11/14/2024

B
Minnesota 11/14/2024

B
Texas 11/14/2024

B
Mississippi 11/14/2024

IA
Texas 11/14/2024

B
New Jersey 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
6728 LOOP ROAD SUITE 103, CENTERVILLE, OH 45459
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
6728 LOOP ROAD SUITE 103, CENTERVILLE, OH 45459
Registered with this firm since 11/14/2024

Previous Registration(s)
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IA
06/27/2016 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) CENTERVILLE, OH
B
11/11/2013 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) CENTERVILLE, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.