• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LINDSEY DANAE SWANSON
LINDSEY DANAE BARTELS, Lindsey Danae Swanson
CRD#: 6256916
IA
Investment Adviser
BRIO FINANCIAL GROUPCRD#: 289889 19 SUTTER STREET
SAN FRANCISCO, CA 94104
Registration History
201620172018201920202021202220232024202520262 FIRMS2021 - 2022 (<1 year)IABRIO FINANCIAL GROUP (CRD# 289889)2023 - Present (1 year)IAREAL ESTATE WEALTH PLANNING (CRD# 311106)2022 - 2023 (<1 year)IASTRIPPER FINANCIAL PLANNING (CRD# 317578)2021 - 2023 (1 year)IABRIGHTSCAPE INVESTMENT CENTERS (CRD# 129597)2020 - 2021 (<1 year)IAPITTENGER & ANDERSON INC (CRD# 111033)2016 - 2017 (1 year)
License(s)

State Registrations

IA
California 5/26/2023

Current Registration(s)
IA
BRIO FINANCIAL GROUP (CRD#:289889)
19 SUTTER STREET, SAN FRANCISCO, CA 94104
Registered with this firm since 5/26/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/07/2022 - 08/14/2023 REAL ESTATE WEALTH PLANNING (CRD#:311106) Whitethorn, CA
IA
12/16/2021 - 06/16/2023 STRIPPER FINANCIAL PLANNING (CRD#:317578) Whitethorn, CA
IA
06/24/2021 - 01/28/2022 ORIGIN FINANCIAL (CRD#:305353) WHITETHORN, CA
IA
04/13/2021 - 01/14/2022 GREAT LAKES INVESTMENT MANAGEMENT, LLC (CRD#:286157) Whitethorn, CA
IA
10/15/2020 - 06/02/2021 BRIGHTSCAPE INVESTMENT CENTERS (CRD#:129597) Whitehorn, CA
IA
09/30/2016 - 09/28/2017 PITTENGER & ANDERSON INC (CRD#:111033) LINCOLN, NE
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.