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Detailed Report
BERNADETTE MARIE RICE
BERNADETTE MARIE CANTALUPO, BERNADETTE MARIE LA FONTE, BERNADETTE MARIE LAFONTE, BERNADETTE LAFONTE
CRD#: 6256694
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 8150 NORTH WICKHAM ROAD
MELBOURNE, FL 32940
Registration History
20172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2017 - 2022 (5 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - 2022 (4 years)
License(s)

State Registrations

B
Alabama 7/20/2022
B
New Hampshire 7/20/2022
B
Arizona 2/27/2024
B
New Jersey 7/20/2022
B
California 7/20/2022
B
New Mexico 7/20/2022
B
Colorado 3/26/2024
B
New York 7/20/2022
B
Connecticut 7/20/2022
B
North Carolina 7/20/2022
B
Delaware 7/20/2022
B
North Dakota 9/20/2023
B
District of Columbia 7/20/2022
B
Ohio 7/21/2022
B
Florida 7/20/2022
B
Oklahoma 7/20/2022
IA
Florida 7/21/2022
B
Oregon 7/20/2022
B
Georgia 7/20/2022
B
Pennsylvania 7/20/2022
B
Hawaii 3/22/2023
B
Rhode Island 2/27/2024
B
Illinois 7/20/2022
B
South Carolina 7/20/2022
B
Iowa 10/4/2024
B
Tennessee 7/20/2022
B
Maine 7/20/2022
B
Texas 7/20/2022
B
Maryland 4/28/2023
IA
Texas 7/20/2022
B
Massachusetts 7/20/2022
B
Utah 3/3/2023
B
Michigan 7/20/2022
B
Virginia 7/20/2022
B
Minnesota 8/5/2024
B
Washington 7/20/2022
B
Missouri 7/20/2022
B
West Virginia 7/20/2022
B
Nevada 7/20/2022
B
Wisconsin 7/20/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
8150 NORTH WICKHAM ROAD, MELBOURNE, FL 32940
Registered with this firm since 7/20/2022
B
MORGAN STANLEY (CRD#:149777)
8150 NORTH WICKHAM ROAD, MELBOURNE, FL 32940
Registered with this firm since 7/20/2022
Previous Registration(s)
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IA
 04/19/2018 - 07/12/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROCKLEDGE, FL
B
 06/19/2017 - 07/12/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROCKLEDGE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.