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Mauro Gonzalez III
Mauro Gonzalez
CRD#: 6254818
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 4325 N. 23rd St
Ste B
McAllen, TX 78504
Registration History
2017201820192020202120222023202420252026IAMML INVESTORS SERVICES, LLC (CRD# 10409)2022 - Present (2 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2020 - Present (4 years)BNYLIFE SECURITIES LLC (CRD# 5167)2017 - 2020 (3 years)
Disclosure(s)
View By:
8/19/2020
Employment Separation After Allegations
License(s)

State Registrations

B
Mississippi 10/14/2021

IA
Texas 8/19/2022

B
Texas 1/8/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
4325 N. 23rd St Ste B, McAllen, TX 78504
Registered with this firm since 8/19/2022

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
4325 N. 23rd St Ste B, McAllen, TX 78504
Registered with this firm since 10/30/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/15/2017 - 09/11/2020 NYLIFE SECURITIES LLC (CRD#:5167) MCALLEN, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.