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Detailed Report
Tara C Rivers
TARA LYNN COX, TARA RIVERS, Tara Cox Rivers
CRD#: 6254562
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 CARENCRO, LA
Registration History
201620172018201920202021202220232024202520262 FIRMS2019 - 2022 (3 years)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2016 - 2019 (2 years)
License(s)

State Registrations

B
Alabama 6/21/2023
B
Nebraska 6/21/2023
B
Alaska 6/21/2023
B
Nevada 6/21/2023
B
Arizona 6/13/2023
B
New Hampshire 6/21/2023
B
Arkansas 6/21/2023
B
New Jersey 6/21/2023
B
California 6/21/2023
B
New Mexico 6/21/2023
B
Colorado 6/8/2023
B
New York 6/21/2023
B
Connecticut 6/9/2023
B
North Carolina 6/21/2023
B
Delaware 6/21/2023
B
North Dakota 6/21/2023
B
District of Columbia 6/8/2023
B
Ohio 6/21/2023
B
Florida 6/8/2023
B
Oklahoma 6/21/2023
B
Georgia 6/21/2023
B
Oregon 6/21/2023
B
Hawaii 6/21/2023
B
Pennsylvania 6/21/2023
B
Idaho 6/9/2023
B
Puerto Rico 10/24/2024
B
Illinois 6/21/2023
B
Rhode Island 6/21/2023
B
Indiana 6/21/2023
B
South Carolina 6/21/2023
B
Iowa 6/21/2023
B
South Dakota 6/21/2023
B
Kansas 6/21/2023
B
Tennessee 6/21/2023
B
Kentucky 6/21/2023
IA
Texas 6/9/2023
B
Louisiana 6/8/2023
B
Texas 6/21/2023
IA
Louisiana 6/8/2023
B
Utah 6/21/2023
B
Maine 6/8/2023
B
Vermont 6/21/2023
B
Maryland 6/8/2023
B
Virgin Islands 10/24/2024
B
Massachusetts 6/21/2023
B
Virginia 6/9/2023
B
Michigan 6/21/2023
B
Washington 6/21/2023
B
Minnesota 6/21/2023
B
West Virginia 6/21/2023
B
Mississippi 6/21/2023
B
Wisconsin 6/9/2023
B
Missouri 6/21/2023
B
Wyoming 6/21/2023
B
Montana 6/21/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
CARENCRO, LA
Registered with this firm since 6/8/2023
B
EDWARD JONES (CRD#:250)
CARENCRO, LA
Registered with this firm since 6/8/2023
Previous Registration(s)
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IA
 12/13/2022 - 03/15/2023 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
B
 12/13/2022 - 03/15/2023 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
IA
 08/27/2019 - 12/02/2022 LPL FINANCIAL LLC (CRD#:6413) LAFAYETTE, LA
B
 08/26/2019 - 12/02/2022 LPL FINANCIAL LLC (CRD#:6413) LAFAYETTE, LA
B
 10/28/2016 - 09/03/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) LAFAYETTE, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.