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JOSHUA A FRIEZE
JOSH A FRIEZE, Joshua Frieze
CRD#: 6254164
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 LAKE MARY, FL
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 LAKE MARY, FL
Registration History
2014201520162017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2022 - Present (3 years)BPERSHING LLC (CRD# 7560)2020 - 2021 (<1 year)
Disclosure(s)
View By:
9/21/2014
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 4/4/2022

B
Montana 1/31/2022

B
Alaska 4/11/2022

B
Nebraska 4/13/2022

B
Arizona 4/5/2022

B
Nevada 4/7/2022

B
Arkansas 4/1/2022

B
New Hampshire 4/13/2022

B
California 1/31/2022

B
New Jersey 4/1/2022

B
Colorado 2/17/2022

B
New Mexico 3/31/2022

B
Connecticut 1/31/2022

B
New York 4/13/2022

B
Delaware 4/22/2022

B
North Carolina 2/2/2022

B
District of Columbia 1/24/2022

B
North Dakota 4/12/2022

B
Florida 3/31/2022

B
Ohio 1/29/2022

IA
Florida 6/21/2023

B
Oklahoma 4/4/2022

B
Georgia 1/31/2022

B
Oregon 2/1/2022

B
Hawaii 3/31/2022

B
Pennsylvania 1/31/2022

B
Idaho 1/28/2022

B
Puerto Rico 1/27/2022

B
Illinois 4/1/2022

B
Rhode Island 4/1/2022

B
Indiana 4/13/2022

B
South Carolina 4/13/2022

B
Iowa 2/2/2022

B
South Dakota 4/12/2022

B
Kansas 1/31/2022

B
Tennessee 4/4/2022

B
Kentucky 4/1/2022

B
Texas 1/29/2022

B
Louisiana 4/11/2022

IA
Texas 6/13/2023

B
Maine 1/31/2022

B
Utah 2/2/2022

B
Maryland 1/19/2022

B
Vermont 4/1/2022

B
Massachusetts 2/1/2022

B
Virginia 4/13/2022

B
Michigan 2/2/2022

B
Washington 4/13/2022

B
Minnesota 4/1/2022

B
West Virginia 4/4/2022

B
Mississippi 4/4/2022

B
Wisconsin 1/28/2022

B
Missouri 1/31/2022

B
Wyoming 4/14/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
LAKE MARY, FL
Registered with this firm since 6/13/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
LAKE MARY, FL
Registered with this firm since 1/19/2022

Previous Registration(s)
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B
12/16/2020 - 11/05/2021 PERSHING LLC (CRD#:7560) LAKE MARY, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.