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VANESSA MARIE SAPUTO
CRD#: 6253840
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 500 CUMMINGS CTR
BEVERLY, MA 01915
Registration History
2014201520162017201820192020202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - Present (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - Present (9 years)BU. S. BOSTON CAPITAL CORPORATION (CRD# 5251)2014 - 2015 (1 year)
License(s)

State Registrations

B
Alabama 7/1/2016

B
Missouri 7/1/2016

B
Arizona 7/1/2016

B
Montana 1/4/2021

B
Arkansas 7/1/2016

B
Nebraska 7/1/2016

B
California 7/1/2016

B
Nevada 7/1/2016

B
Colorado 7/1/2016

B
New Hampshire 7/1/2016

B
Connecticut 6/14/2016

B
New Jersey 7/1/2016

IA
Connecticut 6/14/2016

B
New Mexico 7/1/2016

B
Delaware 7/1/2016

B
New York 7/1/2016

B
District of Columbia 7/1/2016

B
North Carolina 7/5/2016

B
Florida 7/1/2016

B
North Dakota 10/3/2022

B
Georgia 7/1/2016

B
Ohio 7/5/2016

B
Hawaii 7/1/2016

B
Oregon 7/1/2016

B
Idaho 4/15/2020

B
Pennsylvania 7/1/2016

B
Illinois 7/1/2016

B
Puerto Rico 1/16/2023

B
Indiana 7/1/2016

B
Rhode Island 7/1/2016

B
Iowa 7/1/2016

B
South Carolina 7/1/2016

B
Kansas 7/1/2016

B
Tennessee 7/1/2016

B
Kentucky 7/1/2016

B
Texas 7/1/2016

B
Louisiana 7/1/2016

IA
Texas 7/15/2016

B
Maine 7/1/2016

B
Utah 7/1/2016

B
Maryland 7/1/2016

B
Vermont 7/1/2016

B
Massachusetts 6/14/2016

B
Virginia 7/1/2016

B
Michigan 7/1/2016

B
Washington 7/1/2016

B
Minnesota 7/1/2016

B
Wisconsin 7/1/2016

B
Mississippi 1/17/2017

B
Wyoming 3/1/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
500 CUMMINGS CTR, BEVERLY, MA 01915
Registered with this firm since 6/14/2016

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
500 CUMMINGS CTR, BEVERLY, MA 01915
Registered with this firm since 9/23/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/21/2014 - 07/23/2015 U. S. BOSTON CAPITAL CORPORATION (CRD#:5251) LINCOLN, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.