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Detailed Report
ERIC MICHAEL MICHAEL DREYER
ERIC MICHAEL DREYER
CRD#: 6251267
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 8500 Normandale Lake Blvd
Suite 210
Bloomington, MN 55437
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2023 (7 years)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
Alabama 1/3/2025
B
Missouri 2/26/2024
B
Alaska 2/26/2024
B
Montana 2/26/2024
B
Arizona 2/26/2024
B
Nebraska 2/26/2024
B
Arkansas 1/3/2025
B
Nevada 2/26/2024
B
California 2/26/2024
B
New York 2/26/2024
B
Colorado 2/26/2024
B
North Carolina 2/26/2024
B
Connecticut 1/3/2025
B
North Dakota 2/26/2024
B
District of Columbia 1/3/2025
B
Ohio 2/26/2024
B
Florida 2/26/2024
B
Oregon 2/26/2024
B
Georgia 2/26/2024
B
Pennsylvania 2/22/2024
B
Hawaii 2/26/2024
B
South Carolina 2/22/2024
B
Illinois 2/26/2024
B
South Dakota 2/22/2024
B
Indiana 2/26/2024
B
Tennessee 2/22/2024
B
Iowa 2/26/2024
B
Texas 2/22/2024
B
Maryland 1/3/2025
IA
Texas 1/13/2025
B
Massachusetts 2/26/2024
B
Utah 2/22/2024
B
Michigan 2/26/2024
B
Virginia 2/22/2024
B
Minnesota 2/7/2024
B
Washington 2/22/2024
IA
Minnesota 2/7/2024
B
Wisconsin 2/22/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
8500 Normandale Lake Blvd Suite 210, Bloomington, MN 55437
Registered with this firm since 2/7/2024
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
8500 Normandale Lake Blvd Suite 210, Bloomington, MN 55437
Registered with this firm since 2/7/2024
Previous Registration(s)
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IA
 09/11/2015 - 08/15/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) BLOOMINGTON, MN
B
 09/11/2015 - 08/15/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) BLOOMINGTON, MN
IA
 12/23/2013 - 09/02/2015 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) MADISON, WI
B
 11/07/2013 - 09/02/2015 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) MADISON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.