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ADRIENNE FAZIO
CRD#: 6250750
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
SAN FRANCISCO, CA 94104
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 12/17/2020

B
New York 1/3/2018

B
California 12/16/2014

B
North Carolina 2/18/2015

IA
California 12/16/2014

B
North Dakota 1/3/2018

B
Colorado 1/3/2018

B
Ohio 1/8/2018

B
Connecticut 1/3/2018

B
Oregon 11/4/2016

B
District of Columbia 1/3/2018

B
Pennsylvania 1/3/2018

B
Florida 1/3/2018

B
South Carolina 9/1/2022

B
Georgia 1/3/2018

B
Tennessee 12/10/2024

B
Illinois 1/3/2018

IA
Texas 2/18/2015

B
Massachusetts 12/5/2018

B
Texas 2/28/2020

B
Nevada 1/3/2018

B
Utah 8/8/2023

B
New Jersey 1/3/2018

B
Virginia 9/17/2018

B
New Mexico 1/3/2018

B
Washington 8/26/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 12/16/2014

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 7/7/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.