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Detailed Report
PAUL BREWTON WALKER
CRD#: 6250609
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 501 Gloucester St
Suite 205
Brunswick, GA 31520
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2016 - 2024 (8 years)2 FIRMS2024 - Present (<1 year)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2013 - 2015 (2 years)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2014 - 2015 (1 year)
License(s)

State Registrations

IA
Alaska 8/23/2024
B
Ohio 8/23/2024
B
Florida 8/23/2024
B
Oregon 8/23/2024
IA
Florida 2/24/2025
IA
Oregon 8/23/2024
B
Georgia 8/23/2024
B
Virginia 4/3/2025
IA
Georgia 8/23/2024
B
Washington 8/23/2024
IA
Kentucky 8/23/2024
IA
Washington 8/23/2024
IA
New Mexico 8/23/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
501 Gloucester St Suite 205, Brunswick, GA 31520
Railway Depot 317 Plant Ave, Suite R, Waycross, GA 31501
Registered with this firm since 8/23/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
501 Gloucester St Suite 205, Brunswick, GA 31520
Railway Depot 317 Plant Ave, Suite R, Waycross, GA 31501
Registered with this firm since 8/23/2024
Previous Registration(s)
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IA
 03/09/2016 - 08/23/2024 TRIAD ADVISORS, LLC (CRD#:25803) Brunswick, GA
B
 03/09/2016 - 08/23/2024 TRIAD ADVISORS LLC (CRD#:25803) Brunswick, GA
IA
 04/09/2014 - 12/09/2015 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) BRUNSWICK, GA
B
 10/24/2013 - 12/08/2015 FIRST ALLIED SECURITIES, INC. (CRD#:32444) BRUNSWICK, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.