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Detailed Report
Jaime Legarreta
JAIME LEGARRETA JR
CRD#: 6250472
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 12503 NW MILITARY HWY
SAN ANTONIO, TX 78231
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)BBBVA SECURITIES INC. (CRD# 27060)2019 - 2021 (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2018 (5 years)
License(s)

State Registrations

B
North Carolina 12/12/2022
IA
Texas 12/12/2022
B
Texas 12/12/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
12503 NW MILITARY HWY, SAN ANTONIO, TX 78231
Registered with this firm since 12/12/2022
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
12503 NW MILITARY HWY, SAN ANTONIO, TX 78231
Registered with this firm since 12/12/2022
Previous Registration(s)
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IA
 11/12/2021 - 09/20/2022 PNC INVESTMENTS (CRD#:129052) NEW BRAUNFELS, TX
B
 09/15/2021 - 09/20/2022 PNC INVESTMENTS (CRD#:129052) NEW BRAUNFELS, TX
B
 01/10/2019 - 06/02/2021 BBVA SECURITIES INC. (CRD#:27060) SAN ANTONIO, TX
B
 10/04/2013 - 12/18/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.