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Enrico Malpas Santos
ENRICO M SANTOS, JOSE E SANTOS, JOSE ENRICO M SANTOS, JOSE ENRICO MALPAS SANTOS, RICO MALPAS SANTOS
CRD#: 6249988
IA
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BRAYPARK WEALTH MANAGEMENTCRD#: 334880 555 ANTON BLVD
STE 150
COSTA MESA, CA 92626
STE 150
COSTA MESA, CA 92626
0
Disclosures
10
Years of Experience
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State Registrations
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California 2/28/2025
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Registered with this firm since 2/28/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/14/2024 - 03/05/2025 | ORANGE, CA | |
B | 11/14/2024 - 03/05/2025 | ORANGE, CA | |
IA | 11/22/2022 - 11/14/2024 | ORANGE, CA | |
B | 11/21/2022 - 11/14/2024 | ORANGE, CA | |
IA | 03/28/2018 - 12/13/2022 | Irvine, CA | |
B | 03/28/2018 - 12/13/2022 | Irvine, CA | |
IA | 07/20/2016 - 01/29/2018 | CARSON, CA | |
B | 07/20/2016 - 01/29/2018 | CARSON, CA | |
IA | 05/24/2016 - 06/21/2016 | WEST COVINA, CA | |
B | 05/25/2016 - 06/21/2016 | WEST COVINA, CA | |
IA | 11/27/2015 - 04/06/2016 | ANAHEIM HILLS, CA | |
B | 07/08/2015 - 04/06/2016 | ANAHEIM HILLS, CA | |
B | 10/29/2013 - 07/01/2015 | HUNTINGTON BEACH, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.