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Darrell Hawkins
DARRELL F HAWKINS SR, DARRELL F HAWKINS, DARRELL F HAWKINS SR
CRD#: 6249573
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 101 E KENNEDY BLVD
TAMPA, FL 33602
TAMPA, FL 33602
0
Disclosures
10
Years of Experience
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State Registrations
B
Florida 10/21/2022
IA
Florida 11/22/2022
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 11/22/2022
B
Registered with this firm since 10/21/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/23/2021 - 05/04/2022 | BRANDON, FL | |
B | 04/23/2021 - 05/04/2022 | BRANDON, FL | |
IA | 08/20/2015 - 04/20/2021 | SUN CITY CENTER, FL | |
B | 08/07/2015 - 04/20/2021 | SUN CITY CENTER, FL | |
IA | 11/22/2013 - 05/26/2015 | TAMPA, FL | |
B | 10/23/2013 - 05/26/2015 | TAMPA, FL |
SUN CITY CENTER, FL
08/20/2015 - 04/20/2021
SUN CITY CENTER, FL
08/07/2015 - 04/20/2021
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.