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BENJAMIN JAMES LUCAS
BENJAMIN LUCAS
CRD#: 6247092
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Investment Adviser
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Broker
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.CRD#: 13162 6256 GREENWICH DRIVE
SUITE 550
SAN DIEGO, CA 92122
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2015 - Present (9 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2014 - 2015 (<1 year)IAJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2015 - 2015 (<1 year)
License(s)

State Registrations

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California 4/8/2015

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California 4/8/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (CRD#:13162)
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
Registered with this firm since 4/8/2015

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DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (CRD#:13162)
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
Registered with this firm since 4/8/2015

Previous Registration(s)
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02/04/2015 - 02/28/2015 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) PHILADELPHIA, PA
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10/08/2014 - 02/28/2015 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) PHILADELPHIA, PA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.