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Detailed Report
David L Rutan
DAVID LEE RUTAN
CRD#: 6246138
IA
Investment Adviser
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Previous Broker
FISHER INVESTMENTSCRD#: 107342 5525 NW Fisher Creek Dr
Camas, WA 98607
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2017 (3 years)2 FIRMS2017 - 2024 (6 years)IAFISHER INVESTMENTS (CRD# 107342)2024 - Present (<1 year)
License(s)

State Registrations

IA
Texas 8/5/2024
IA
Washington 8/2/2024
Current Registration(s)
IA
FISHER INVESTMENTS (CRD#:107342)
5525 NW Fisher Creek Dr, Camas, WA 98607
Registered with this firm since 8/2/2024
Previous Registration(s)
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 10/09/2017 - 07/31/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Vancouver, WA
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 10/02/2017 - 07/31/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Vancouver, WA
IA
 11/25/2013 - 09/27/2017 WADDELL & REED (CRD#:866) VANCOUVER, WA
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 10/18/2013 - 09/27/2017 WADDELL & REED (CRD#:866) VANCOUVER, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.