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Detailed Report
James H Engelman Sr
JAMES HUDON ENGELMAN SR, JAMES HUDON ENGELMAN
CRD#: 6245260
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 HUDSON, NC
Registration History
20132014201520162017201820192020202120222023202420252026IAEDWARD JONES (CRD# 250)2014 - Present (11 years)BEDWARD JONES (CRD# 250)2013 - Present (11 years)
License(s)

State Registrations

B
Alaska 12/16/2024
B
North Carolina 11/12/2013
B
Arkansas 12/11/2024
IA
North Carolina 1/6/2014
B
Florida 1/3/2014
B
North Dakota 7/28/2023
B
Georgia 2/21/2014
B
Ohio 10/19/2016
B
Louisiana 12/3/2018
B
Pennsylvania 4/27/2023
B
Maryland 1/3/2014
B
South Carolina 5/27/2014
B
Missouri 10/13/2016
B
Tennessee 3/15/2022
B
Nevada 5/12/2020
B
Texas 6/18/2014
B
New Jersey 8/8/2018
IA
Texas 12/27/2018
B
New York 4/18/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
HUDSON, NC
Registered with this firm since 1/6/2014
B
EDWARD JONES (CRD#:250)
HUDSON, NC
Registered with this firm since 10/21/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.