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CHRISTIAN JAVIER LLOREDA GARRATON
CHRISTIAN JAVIER LLOREDA
CRD#: 6244772
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 550 BILTMORE WAY
SUITE 1100
CORAL GABLES, FL 33134
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2022 - Present (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2018 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - 2018 (1 year)
License(s)

State Registrations

B
California 11/2/2018

B
Missouri 11/2/2018

B
Colorado 11/2/2018

B
New Jersey 11/2/2018

B
Connecticut 11/2/2018

B
New York 11/2/2018

B
Delaware 1/15/2021

IA
New York 3/15/2022

B
District of Columbia 8/30/2024

B
North Carolina 10/12/2020

B
Florida 11/2/2018

B
Oregon 10/12/2020

IA
Florida 8/15/2023

B
Puerto Rico 11/2/2018

B
Illinois 11/2/2018

B
South Dakota 11/2/2018

B
Kentucky 11/2/2018

B
Texas 11/2/2018

B
Maryland 9/6/2024

B
Utah 11/2/2018

B
Michigan 11/2/2018

B
Virgin Islands 4/17/2024

B
Minnesota 8/19/2020

B
Wyoming 11/2/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 BILTMORE WAY SUITE 1100, CORAL GABLES, FL 33134
Registered with this firm since 3/15/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 BILTMORE WAY SUITE 1100, CORAL GABLES, FL 33134
Registered with this firm since 11/2/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/01/2017 - 10/25/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
B
05/17/2016 - 02/16/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN JUAN, PR
B
05/17/2016 - 02/16/2017 UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (CRD#:13042) SAN JUAN, PR
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.