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Detailed Report
Brent Walter Ure
BRENT WALTER URE MR., BRENT WALTER URE, BRENT URE
CRD#: 6244760
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 7910 W Tropical Pkwy.
Suite 120
Las Vegas, NV 89149
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2015 - 2023 (7 years)2 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (1 year)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2013 - 2015 (1 year)IATD AMERITRADE, INC. (CRD# 7870)2015 - 2022 (6 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2014 - 2015 (1 year)
Disclosure(s)
View By:
6/13/2014
Regulatory
Final
License(s)

State Registrations

B
Arizona 4/11/2024
B
Nevada 3/28/2024
B
California 3/29/2024
B
New York 4/22/2024
B
Florida 3/29/2024
B
Oregon 3/28/2024
B
Hawaii 4/1/2024
B
South Carolina 4/2/2024
B
Michigan 8/16/2024
B
Utah 3/29/2024
IA
Nevada 3/8/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
7910 W Tropical Pkwy. Suite 120, Las Vegas, NV 89149
Registered with this firm since 3/8/2024
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
7910 W Tropical Pkwy. Suite 120, Las Vegas, NV 89149
Registered with this firm since 3/28/2024
Previous Registration(s)
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IA
 08/21/2023 - 01/10/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Henderson, NV
B
 09/01/2023 - 01/10/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Henderson, NV
IA
 11/19/2015 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) LAS VEGAS, NV
B
 11/09/2015 - 09/01/2023 TD AMERITRADE, INC. (CRD#:7870) LAS VEGAS, NV
IA
 11/19/2015 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) LAS VEGAS, NV
IA
 02/13/2014 - 11/03/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LAS VEGAS, NV
B
 12/24/2013 - 11/03/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LAS VEGAS, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.