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Bryon W Smith
Bryon Wesley Smith
CRD#: 6244223
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2815 TOWNSGATE RD
WESTLAKE VILLAGE, CA 91361
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (1 year)2 FIRMS2015 - 2020 (4 years)2 FIRMS2020 - 2020 (<1 year)2 FIRMS2020 - 2021 (1 year)2 FIRMS2024 - Present (<1 year)BM. S. HOWELLS & CO. (CRD# 104100)2023 - 2024 (<1 year)IAPLANNED ASSET MANAGEMENT (CRD# 105986)2021 - 2024 (2 years)
License(s)

State Registrations

B
Arizona 7/19/2024

B
Maryland 11/19/2024

B
California 6/10/2024

B
Oregon 1/15/2025

IA
California 6/10/2024

B
Texas 7/19/2024

B
Colorado 1/28/2025

IA
Texas 8/2/2024

B
Florida 7/19/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 6/10/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 6/10/2024

Previous Registration(s)
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IA
12/09/2021 - 08/05/2024 PLANNED ASSET MANAGEMENT (CRD#:105986) CALABASAS, CA
B
10/04/2023 - 03/13/2024 M. S. HOWELLS & CO. (CRD#:104100) CALABASAS, CA
IA
09/03/2020 - 11/04/2021 RBC CAPITAL MARKETS, LLC (CRD#:31194) EL SEGUNDO, CA
B
09/03/2020 - 11/04/2021 RBC CAPITAL MARKETS, LLC (CRD#:31194) EL SEGUNDO, CA
IA
05/21/2020 - 09/15/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) Los Angeles, CA
B
05/21/2020 - 09/15/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) Los Angeles, CA
IA
07/10/2015 - 05/13/2020 MORGAN STANLEY (CRD#:149777) LOS ANGELES, CA
B
07/10/2015 - 05/13/2020 MORGAN STANLEY (CRD#:149777) LOS ANGELES, CA
IA
05/22/2014 - 07/07/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) CENTURY CITY, CA
B
02/19/2014 - 07/07/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) CENTURY CITY, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.