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Detailed Report
Darrin Fredrick Guay
CRD#: 6244048
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 140 Preston Executive Drive
Suite 100
Cary, NC 27513
Registration History
20132014201520162017201820192020202120222023202420252026IAEDWARD JONES (CRD# 250)2014 - Present (11 years)BEDWARD JONES (CRD# 250)2013 - Present (11 years)
Disclosure(s)
View By:
11/23/2020
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 6/17/2014
B
Oklahoma 6/19/2019
B
Georgia 2/4/2016
B
Oregon 10/22/2021
B
Kansas 9/5/2019
B
Pennsylvania 11/12/2014
B
Maryland 1/5/2024
B
Puerto Rico 2/24/2022
B
Massachusetts 12/11/2015
B
South Carolina 3/4/2021
B
New Jersey 4/19/2023
B
Texas 7/26/2016
B
New York 7/7/2021
IA
Texas 1/3/2019
B
North Carolina 11/12/2013
B
Virginia 11/2/2021
IA
North Carolina 1/6/2014
B
Washington 1/11/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
140 Preston Executive Drive Suite 100, Cary, NC 27513
Registered with this firm since 1/6/2014
B
EDWARD JONES (CRD#:250)
140 Preston Executive Drive Suite 100, Cary, NC 27513
Registered with this firm since 10/23/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.