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Mavi Djata Thorpe
MAVI THORPE
CRD#: 6244032
IA
B
MORGAN STANLEYCRD#: 149777 150 Clove Road
Little Falls, NJ 07424
Little Falls, NJ 07424
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
Alabama 8/21/2024
B
New Jersey 4/12/2018
B
California 7/2/2019
IA
New Jersey 4/16/2018
B
Connecticut 5/14/2018
B
New York 5/14/2018
B
Florida 5/7/2021
B
North Carolina 11/15/2018
B
Georgia 12/6/2019
B
Oregon 1/6/2023
B
Indiana 6/12/2023
B
Pennsylvania 5/14/2018
B
Maryland 5/10/2021
B
Texas 5/7/2021
B
Massachusetts 11/19/2019
IA
Texas 5/13/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 4/16/2018
B
Registered with this firm since 4/12/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/19/2017 - 03/02/2018 | SHORT HILLS, NJ | |
B | 11/19/2016 - 03/02/2018 | SHORT HILLS, NJ |
SHORT HILLS, NJ
01/19/2017 - 03/02/2018
SHORT HILLS, NJ
11/19/2016 - 03/02/2018
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.