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CLINTON D RAND
CLINTON RAND
CRD#: 6243648
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2800 POST OAK BLVD
HOUSTON, TX 77056
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 8/9/2018

B
Mississippi 2/1/2022

B
Alaska 2/1/2022

B
Missouri 2/1/2022

B
Arizona 1/15/2014

B
Montana 2/1/2022

B
Arkansas 2/1/2022

B
Nebraska 2/1/2022

B
California 1/15/2014

B
Nevada 1/15/2014

B
Colorado 1/15/2014

B
New Jersey 1/15/2014

B
Connecticut 1/15/2014

B
New Mexico 2/1/2022

B
District of Columbia 2/2/2021

B
New York 1/15/2014

B
Florida 1/15/2014

B
North Carolina 1/15/2014

B
Georgia 1/15/2014

B
Ohio 1/11/2017

B
Hawaii 2/1/2022

B
Oklahoma 2/1/2022

B
Idaho 6/7/2024

B
Oregon 1/15/2014

B
Illinois 1/15/2014

B
Pennsylvania 1/15/2014

B
Indiana 1/15/2014

B
South Carolina 3/12/2018

B
Iowa 12/7/2015

B
Tennessee 2/1/2022

B
Kansas 2/28/2017

B
Texas 1/15/2014

B
Kentucky 2/1/2022

IA
Texas 1/15/2014

B
Louisiana 2/1/2022

B
Utah 2/1/2022

B
Maine 2/1/2022

B
Virginia 6/3/2015

B
Maryland 1/15/2014

B
Washington 1/15/2014

B
Massachusetts 2/1/2022

B
West Virginia 6/23/2022

B
Michigan 11/4/2013

B
Wisconsin 1/3/2017

IA
Michigan 11/5/2013

B
Wyoming 6/6/2018

B
Minnesota 10/21/2015

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2800 POST OAK BLVD, HOUSTON, TX 77056
Registered with this firm since 11/5/2013

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2800 POST OAK BLVD, HOUSTON, TX 77056
Registered with this firm since 10/9/2013

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.