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Ryan Falk
RYAN PATRICK FALK
CRD#: 6243047
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 560 MISSION STREET
24TH FLOOR
SAN FRANCISCO, CA 94105
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2020 (5 years)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 5/7/2020

B
Nebraska 5/7/2020

B
Alaska 5/7/2020

B
Nevada 5/7/2020

B
Arizona 5/7/2020

B
New Hampshire 5/7/2020

B
Arkansas 5/7/2020

B
New Jersey 5/7/2020

B
California 5/7/2020

B
New Mexico 5/7/2020

IA
California 5/7/2020

B
New York 5/7/2020

B
Colorado 5/7/2020

B
North Carolina 5/8/2020

B
Connecticut 5/7/2020

B
North Dakota 5/7/2020

B
Delaware 5/7/2020

B
Ohio 5/7/2020

B
District of Columbia 5/7/2020

B
Oklahoma 5/7/2020

B
Florida 5/7/2020

B
Oregon 5/7/2020

B
Georgia 5/7/2020

B
Pennsylvania 5/7/2020

B
Hawaii 5/7/2020

B
Puerto Rico 5/7/2020

B
Idaho 5/7/2020

B
Rhode Island 5/7/2020

B
Illinois 5/7/2020

B
South Carolina 5/7/2020

B
Indiana 5/7/2020

B
South Dakota 5/7/2020

B
Iowa 5/7/2020

B
Tennessee 5/7/2020

B
Kansas 5/7/2020

B
Texas 5/7/2020

B
Kentucky 5/7/2020

IA
Texas 5/7/2020

B
Louisiana 5/7/2020

B
Utah 5/7/2020

B
Maine 5/7/2020

B
Vermont 5/7/2020

B
Maryland 5/7/2020

B
Virgin Islands 5/7/2020

B
Massachusetts 5/7/2020

B
Virginia 5/7/2020

B
Michigan 5/7/2020

B
Washington 5/7/2020

B
Minnesota 5/7/2020

B
West Virginia 5/7/2020

B
Mississippi 5/7/2020

B
Wisconsin 5/7/2020

B
Missouri 5/7/2020

B
Wyoming 5/7/2020

B
Montana 5/7/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
560 MISSION STREET 24TH FLOOR, SAN FRANCISCO, CA 94105
Oakland, CA
Registered with this firm since 5/7/2020

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
560 MISSION STREET 24TH FLOOR, SAN FRANCISCO, CA 94105
Oakland, CA
Registered with this firm since 5/7/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/16/2014 - 04/17/2020 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) SAN FRANCISCO, CA
B
10/10/2014 - 04/17/2020 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.