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MATTHEW STOCKMAN
MATTHEW SCOTT STOCKMAN
CRD#: 6242520
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THRIVENT ADVISOR NETWORK, LLCCRD#: 304569 7760 France Ave S,
Suite 710
Edina, MN 55435
Suite 710
Edina, MN 55435
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 7760 Frances Ave S
Edina, MN 55435
Edina, MN 55435
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Disclosures
11
Years of Experience
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State Registrations
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Kansas 9/12/2024
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Tennessee 9/12/2024
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Minnesota 7/15/2020
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Texas 11/26/2024
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Minnesota 8/8/2024
SRO Registrations
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Registered with this firm since 8/8/2024
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Registered with this firm since 7/15/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/27/2020 - 08/02/2024 | Edina, MN | |
IA | 04/09/2014 - 08/26/2020 | EDINA, MN | |
B | 01/15/2014 - 08/26/2020 | EDINA, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.