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Detailed Report
James Tyler Moore
JAY MOORE
CRD#: 6242512
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 8535 Executive Woods Dr
Ste 300
Lincoln, NE 68512
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 1/3/2024
B
Minnesota 7/16/2024
B
California 8/14/2024
B
Missouri 6/20/2024
B
Colorado 1/3/2024
B
Nebraska 4/20/2022
B
Illinois 10/25/2024
IA
Nebraska 4/20/2022
B
Iowa 4/20/2022
B
New York 1/3/2024
B
Kansas 4/8/2024
B
Washington 3/21/2024
B
Maryland 1/3/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8535 Executive Woods Dr Ste 300, Lincoln, NE 68512
Lincoln, NE
Registered with this firm since 4/20/2022
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8535 Executive Woods Dr Ste 300, Lincoln, NE 68512
Lincoln, NE
Registered with this firm since 3/3/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.