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JASMINE THOMAS
JASMINE RENEE THOMAS
CRD#: 6240628
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3560 Lenox Road NE
28th floor
ATLANTA, GA 30326
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2019 (5 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 10/23/2019

B
Montana 10/18/2019

B
Arizona 10/18/2019

B
Nevada 10/18/2019

B
Arkansas 10/18/2019

B
New Jersey 9/30/2024

B
California 10/18/2019

B
New Mexico 10/18/2019

B
Colorado 10/18/2019

B
New York 10/18/2019

B
Connecticut 10/18/2019

B
North Carolina 10/18/2019

B
Delaware 10/18/2019

B
Ohio 10/18/2019

B
District of Columbia 10/18/2019

B
Oklahoma 10/18/2019

B
Florida 10/18/2019

B
Oregon 10/18/2019

B
Georgia 10/18/2019

B
Pennsylvania 10/18/2019

IA
Georgia 10/21/2019

B
South Carolina 10/18/2019

B
Idaho 10/18/2019

B
South Dakota 10/18/2019

B
Illinois 10/18/2019

B
Tennessee 10/18/2019

B
Indiana 10/18/2019

B
Texas 10/18/2019

B
Iowa 10/18/2019

IA
Texas 10/18/2019

B
Louisiana 10/18/2019

B
Utah 10/18/2019

B
Maryland 10/18/2019

B
Virginia 10/18/2019

B
Massachusetts 10/18/2019

B
Washington 10/18/2019

B
Michigan 10/18/2019

B
Wisconsin 10/18/2019

B
Missouri 10/18/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
Registered with this firm since 10/18/2019

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
Registered with this firm since 10/18/2019

Previous Registration(s)
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IA
07/29/2014 - 10/21/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
02/25/2014 - 10/21/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.