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Detailed Report
Elisabeth Ann Henderson
BETH ANN DRAKE, BETH ANN HENDERSON
CRD#: 6240195
IA
Investment Adviser
B
Broker
TRANSAMERICA RETIREMENT ADVISORS, LLCCRD#: 107319 Trinity, FL
TRANSAMERICA INVESTORS SECURITIES, LLCCRD#: 32205 Trinity, FL
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2018 - Present (7 years)BTRANSAMERICA INVESTORS SECURIT... (CRD# 32205)2013 - 2016 (3 years)
License(s)

State Registrations

B
Alabama 1/31/2018
B
Montana 1/31/2018
B
Alaska 1/31/2018
B
Nebraska 1/31/2018
B
Arizona 1/31/2018
B
Nevada 1/31/2018
B
Arkansas 1/31/2018
B
New Hampshire 1/31/2018
B
California 1/31/2018
B
New Jersey 1/31/2018
B
Colorado 1/31/2018
B
New Mexico 1/31/2018
B
Connecticut 1/31/2018
B
New York 1/31/2018
B
Delaware 1/31/2018
B
North Carolina 1/31/2018
B
District of Columbia 1/31/2018
B
North Dakota 1/31/2018
B
Florida 1/5/2018
B
Ohio 1/31/2018
IA
Florida 2/26/2018
B
Oklahoma 1/31/2018
B
Georgia 1/18/2018
B
Oregon 1/31/2018
B
Hawaii 1/31/2018
B
Pennsylvania 1/31/2018
B
Idaho 1/31/2018
B
Puerto Rico 1/31/2018
B
Illinois 1/31/2018
B
Rhode Island 1/31/2018
B
Indiana 1/31/2018
B
South Carolina 1/31/2018
B
Iowa 1/31/2018
B
South Dakota 1/31/2018
B
Kansas 1/31/2018
B
Tennessee 1/31/2018
B
Kentucky 1/31/2018
B
Texas 1/31/2018
B
Louisiana 1/31/2018
B
Utah 1/31/2018
B
Maine 1/31/2018
B
Vermont 1/31/2018
B
Maryland 1/31/2018
B
Virginia 1/31/2018
B
Massachusetts 1/31/2018
B
Washington 1/31/2018
B
Michigan 1/31/2018
B
West Virginia 1/31/2018
B
Minnesota 1/31/2018
B
Wisconsin 1/31/2018
B
Mississippi 1/31/2018
B
Wyoming 1/31/2018
B
Missouri 1/31/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA RETIREMENT ADVISORS, LLC (CRD#:107319)
Trinity, FL
Registered with this firm since 2/26/2018
B
TRANSAMERICA INVESTORS SECURITIES, LLC (CRD#:32205)
Trinity, FL
Registered with this firm since 1/5/2018
Previous Registration(s)
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B
 09/19/2013 - 12/31/2016 TRANSAMERICA INVESTORS SECURITIES CORPORATION (CRD#:32205) ST. PETERSBURG, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.