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CHRISTOPHER RICHARD MOHRING
CHRISTOPHER R MOHRING
CRD#: 6240117
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Investment Adviser
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Previous Broker
QUOTIENT WEALTH PARTNERS, LLCCRD#: 326819 5430 LBJ FREEWAY
SUITE 1150 AND 1490
DALLAS, TX 75240
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2015 (1 year)IAQUOTIENT WEALTH PARTNERS, LLC (CRD# 326819)2023 - Present (1 year)BGOLDMAN SACHS & CO. LLC (CRD# 361)2021 - 2023 (2 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - 2019 (<1 year)BPTX SECURITIES, LLC (CRD# 7735)2017 - 2019 (1 year)BHIGHLAND CAPITAL FUNDS DISTRIB... (CRD# 165013)2015 - 2017 (1 year)BNEXBANK SECURITIES INC (CRD# 133267)2016 - 2016 (<1 year)IAGOLDMAN SACHS PERSONAL FINANCI... (CRD# 134600)2019 - 2023 (4 years)
License(s)

State Registrations

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Texas 9/1/2023

Current Registration(s)
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QUOTIENT WEALTH PARTNERS, LLC (CRD#:326819)
5430 LBJ FREEWAY SUITE 1150 AND 1490, DALLAS, TX 75240
Registered with this firm since 9/1/2023

Previous Registration(s)
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03/06/2019 - 10/19/2023 GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT (CRD#:134600) IRVING, TX
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01/18/2021 - 10/19/2023 GOLDMAN SACHS & CO. LLC (CRD#:361) Irving, TX
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03/07/2019 - 03/22/2019 CETERA ADVISOR NETWORKS LLC (CRD#:13572) IRVING, TX
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08/08/2017 - 03/07/2019 PTX SECURITIES, LLC (CRD#:7735)
FINRA expelled the firm on 07/06/2020
Plano, TX
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07/08/2015 - 05/25/2017 HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (CRD#:165013) DALLAS, TX
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03/18/2016 - 06/08/2016 NEXBANK SECURITIES INC (CRD#:133267) DALLAS, TX
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10/24/2013 - 06/25/2015 MORGAN STANLEY (CRD#:149777) BATON ROUGE, LA
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09/25/2013 - 06/25/2015 MORGAN STANLEY (CRD#:149777) BATON ROUGE, LA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.