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KARA NICOLE FARROW
KARA FARROW, KARA NICOLE KISSELL, KARA KISSELL
CRD#: 6236987
IA
B
UNITED CAPITAL FINANCIAL ADVISORSCRD#: 134600 5655 S YOSEMITE STREET STE 450
GREENWOOD VILLAGE, CO 80111
GREENWOOD VILLAGE, CO 80111
LION STREET FINANCIAL, LLCCRD#: 165828 5655 S. Yosemite St
Ste 450
Greenwood Village, CO 80111
Ste 450
Greenwood Village, CO 80111
0
Disclosures
4
Years of Experience
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State Registrations
B
Arizona 2/9/2024
B
Missouri 2/9/2024
B
California 2/9/2024
B
Montana 2/9/2024
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Colorado 2/1/2021
B
Nevada 2/9/2024
B
Colorado 2/9/2024
B
New Mexico 2/9/2024
B
Connecticut 2/9/2024
B
Ohio 2/9/2024
B
Florida 2/9/2024
B
Oklahoma 2/9/2024
B
Georgia 2/9/2024
B
Oregon 2/9/2024
B
Hawaii 2/9/2024
B
South Carolina 2/9/2024
B
Illinois 2/9/2024
B
South Dakota 2/9/2024
B
Kansas 2/9/2024
B
Tennessee 2/9/2024
B
Louisiana 2/9/2024
B
Texas 2/9/2024
B
Massachusetts 2/9/2024
B
Virginia 2/9/2024
SRO Registrations
B
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B
Registered with this firm since 2/9/2024
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Registered with this firm since 2/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/15/2022 - 11/16/2023 | COHOES, NY | |
B | 10/28/2022 - 11/16/2023 | Greenwood Village, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.