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IAN STEVENS
IAN M STEVENS
CRD#: 6236475
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3 CANAL PLAZA
PORTLAND, ME 04101-6423
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 THREE CANAL PLAZA
PORTLAND, ME 04112
Registration History
2010201220142016201820202022202420262 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - 2023 (1 year)2 FIRMS2024 - Present (<1 year)BMML DISTRIBUTORS, LLC (CRD# 38030)2023 - 2024 (1 year)BWELLS FARGO FUNDS DISTRIBUTOR, LLC (CRD# 133366)2014 - 2020 (5 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2013 - 2014 (1 year)
Disclosure(s)
View By:
3/21/2012
Criminal
Final Disposition
10/19/2010
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 12/3/2024

B
Nebraska 12/3/2024

B
Alaska 12/3/2024

B
Nevada 12/3/2024

B
Arizona 12/9/2024

B
New Hampshire 12/4/2024

B
Arkansas 12/12/2024

B
New Jersey 12/3/2024

B
California 12/3/2024

B
New Mexico 12/4/2024

B
Colorado 12/4/2024

B
New York 12/3/2024

B
Connecticut 12/4/2024

B
North Carolina 12/3/2024

B
Delaware 12/9/2024

B
North Dakota 12/9/2024

B
District of Columbia 12/5/2024

B
Ohio 12/3/2024

B
Florida 12/4/2024

B
Oklahoma 12/3/2024

B
Georgia 12/5/2024

B
Oregon 12/6/2024

B
Hawaii 12/4/2024

B
Pennsylvania 12/4/2024

B
Idaho 12/3/2024

B
Puerto Rico 12/10/2024

B
Illinois 12/4/2024

B
Rhode Island 12/4/2024

B
Indiana 12/3/2024

B
South Carolina 12/5/2024

B
Iowa 12/12/2024

B
South Dakota 12/3/2024

B
Kansas 12/3/2024

B
Tennessee 12/3/2024

B
Kentucky 12/10/2024

B
Texas 12/3/2024

B
Louisiana 12/13/2024

IA
Texas 12/5/2024

B
Maine 7/17/2024

B
Utah 12/4/2024

IA
Maine 7/22/2024

B
Vermont 12/3/2024

B
Maryland 12/12/2024

B
Virgin Islands 12/4/2024

B
Massachusetts 12/4/2024

B
Virginia 12/4/2024

B
Michigan 12/5/2024

B
Washington 12/3/2024

B
Minnesota 12/3/2024

B
West Virginia 12/9/2024

B
Mississippi 12/3/2024

B
Wisconsin 12/5/2024

B
Missouri 12/3/2024

B
Wyoming 12/3/2024

B
Montana 12/9/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
3 CANAL PLAZA, PORTLAND, ME 04101-6423
Registered with this firm since 7/22/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
THREE CANAL PLAZA, PORTLAND, ME 04112
GORHAM, ME
Registered with this firm since 7/17/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/06/2023 - 06/10/2024 MML DISTRIBUTORS, LLC (CRD#:38030) SPRINGFIELD, MA
IA
06/24/2022 - 05/10/2023 LPL FINANCIAL LLC (CRD#:6413) Gorham, ME
B
04/01/2022 - 05/10/2023 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
IA
11/24/2020 - 02/11/2022 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (CRD#:108257) BOSTON, MA
B
10/05/2020 - 02/11/2022 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD#:840) BOSTON, MA
B
11/17/2014 - 01/15/2020 WELLS FARGO FUNDS DISTRIBUTOR, LLC (CRD#:133366) CHARLOTTE, NC
B
09/26/2013 - 09/02/2014 SIGNATOR INVESTORS, INC. (CRD#:468) ANDOVER, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.